Compliance and Ethics Intern

Description

Position Summary: Credicorp Capital is seeking a Compliance and Ethics Intern to monitor intermediation processes and contribute to automation. Key Highlights: 1. Turn Challenges into Opportunities. 2. Work collaboratively and contribute through automation. 3. Interact with various units of Credicorp Capital. **Credicorp Capital** invites you to Turn Challenges into Opportunities. We are looking for a **Compliance and Ethics Intern**, whose area specializes in monitoring and validating the core intermediation processes of CCBolsa and CCFodos businesses—tailored to each regulatory front—while interacting with other related units across Credicorp Capital companies. **Mission**: Collaborate as a team to achieve both personal and departmental objectives, contributing added value by developing process automation. **Responsibilities**: * Execute control testing, data analysis, presentation development, tracking recommendation emails, among others. * Periodically review supporting registration documents, client transaction records (physical documents and audio files) for regulatory reporting. * Implement developments and macros; propose improvements to control testing, data analysis, presentation development, tracking recommendation emails, among others. * During the monitoring (review) phase, analyze and centralize primarily responses from operations teams, brokerage advisory, inquiries, and complaints. * During the documentation phase, cross-check data against a review checklist and verify compliance with regulatory requirements. * Track various ongoing Compliance requirements, such as internal audits, official regulator correspondence, among others. **Requirements**: * University student in the 7th or 8th semester of Economics, Economic Engineering, Auditing, Industrial Engineering (Processes), Accounting, Finance, Administration, or related fields. * Knowledge of the securities market. * Advanced proficiency in Microsoft Office (including Macros). * Intermediate/Advanced database skills (Power BI and Python). * Intermediate English proficiency. ***This recruitment opportunity is also open to persons with disabilities.***